The Vertical Group is a privately held LLC and was founded as a wholesale market making firm in 2002.  The Vertical Group is a registered Broker – Dealer with the SEC and FINRA.  Since inception the focus of the firm has been to give its customers the highest level of execution and service. Click to learn more about Who We Are and What We Do.

The Vertical Group is a full service execution broker dealer.  We specialize in distressed equities and special situation trading.  We currently make a market in over 3,000 stocks in the OTC Bulletin Board and Pink Sheets in addition to trading listed and non-listed ADRs and foreign securities.  Our staff provides execution services for broker – dealers, institutions and retail customers from our main office in New York City.

The Vertical Group was founded by Robert Schaffer and Tom Martin in 2002. The Vertical Group is a registered Broker – Dealer with the SEC and FINRA. To read more Click Here.