Use the following Grant Application Guide and forms when preparing your grant application.
Grant Application Guide
This Guide includes instructions for preparing and submitting a grant application. Updates to this Guide are posted
immediately at this web site. If you have a copy of the printed Application Guide booklet dated October 1985, or the
undated Guide No. 3 or 3.1, it is out of date. THIS WEB SITE SHOULD BE YOUR SOURCE FOR THE LATEST GUIDE.
Grant Application Forms
Grant application forms for use in applying for Office of Science funding are available on the Grants.Gov web site. Each Office of Science Funding Opportunity Announcement contains information about all of the required application forms and where they may be obtained.
If an applicant is required to submit revised detailed budget information with written justification for each item requested, please use the OMB approved Research & Related Budget Form (OMB Number 4040-0001). Attach the written justification pages to your submission. A copy of the form is provided for your use. Click here to obtain the form and instructions. Copy the form and paste it to your computer. For those applying to SC Lab Program Announcements please click here for access to the DOE Budget Form 4620 that is to be used for submitting budget information.
Upon completion of the form and the written justification for budget items, please submit them as an attachment by e-mail to the appropriate SC program manager. The revised budget and written justification e-mail must have the endorsement of the grantee organization authorized official to be considered acceptable.
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Other Federal agencies may submit proposals which, if approved, will be funded via interagency agreements. Click here for the proposal format which other Federal agencies should use to submit a proposal to DOE's Office of Science.
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The following guidelines and regulations pertain to the merit review of grant applications as well as other Federal policies and procedures concerning the Department's grant process.
Application Receipt and Processing (Summary)
Includes administrative review of grant applications, evaluation criteria, and the merit review process.
(As contained in the Grant Application Guide.)
Office of Science "Merit Review System"
(As published in Federal Register, March 11, 1991)
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The following rules, regulations, and guidance pertain to the overall DOE and Federal grant process.
10 CFR Part 605 - Office of Science (Formerly Office of Energy Research) Financial Assistance Program Rule
September 3, 1992
Preapplication Policy
December 11, 1996
10 CFR Part 600 - Department of Energy Financial Assistance Rules
OMB Circular A-21 - Has been relocated to 2 CFR Part 220
Cost Principles for Educational Institutions
OMB Circular A-110 - Has been relocated to 2 CFR Part 215
Uniform Administrative Requirements for Grants and Other Agreements with Institutions of Higher Education, Hospitals
and Other Non-Profit Organizations
OMB Circular A-122 - Has been relocated to 2 CFR Part 230
Cost Principles for Non-Profit Organizations
(Does not apply to colleges and universities.)
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The Office of Science is a participant in the Federal Demonstration Partnership (FDP), working with universities and other Federal agencies, testing innovative approaches to streamline processes and systems for Federally supported research.
For more information on FDP, visit the Federal Demonstration Partnership Web Site.
FDP Phase IV - Participating Institutions
FDP Phase IV - General Terms and Conditions - April 1, 2005 (PDF)
Any new, continuation or renewal grant award with the 90 participating institutions shall incorporate FDP Phase IV
General Terms and Conditions and DOE Specific Terms and Conditions.
FDP Phase IV - DOE Modifications to FDP General Terms and Conditions - October 1, 2005 (PDF)
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