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SEC Initiatives Under New Regulatory Reform Law
Proposed rules, public comments, and actions to date
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Investor.gov
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Spotlight

  • Jumpstart Our Business Startups (JOBS) Act
  • Investor Advisory Committee
  • Implementation of Dodd-Frank Act
  • Financial Crisis Enforcement Actions
  • Municipal Securities Markets
  • Post-Madoff Reforms
  • Insider Trading
  • Ponzi Schemes
  • Foreign Corrupt Practices Act

Requests for Public Comment

  • Broker-Dealer Financial Responsibility Rules
  • Regulatory Initiatives Under the JOBS Act
  • Identity Theft Red Flags Rules

Information For

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  • Funds and Advisers
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Notices

  • Hurricane Sandy Information
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Latest News

  • SEC's Enforcement Program Continues to Show Strong Results in Safeguarding Investors and Markets
  • SEC Approves Further Regulatory Relief and Assistance for Hurricane Sandy Victims
  • SEC and Justice Department Release FCPA Guide
  • SEC Announces Agenda and Panelists for Small Business Forum
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